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Securities Licensing!
Getting Fully Licensed to offer WealthWave and Transamerica's FULL suite of products to clients will very important as you grow into a Dynamic and Knowledgeable Financial Professional!
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Which should you get? Here's a summary of the products you can offer with each license!
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Start with the SIE: Securities Industries Exam
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SIE, 60 and 63 Combo Package: Mutual Funds and Variable Annuities
Series 65: Active Money Management and 3rd Party 401K Management
The TFA Start Up guide is below to help you know the costs of the application and exams required. Below that, you'll find several securities pre-licensing courses with more information and discounts if applicable.
KAPLAN FINANCIAL EDUCATION
Head to MYWFG.com and login. Use the menu to go to licensing courses. You will find that the WFG discount is already applied because you logged in through MYWFG.com
Exam FX
Xcel + STC
Series 7 Guru Videos (FREE)
(1083) Taking the SIE Exam? Start with this SIE Podcast Series. SIE Exam Playlist 1 of 4. - YouTube
(1083) Know your SIE Exam! Explication of FINRA Content Outline. Playlist 2 of 4 - YouTube
(1083) FREE SIE Exam Cram Course Playlist 3 of 4 - YouTube
(1083) SIE Exam FREE Practice Tests and Questions. SIE Exam Playlist 4 of 4 - YouTube
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